反洗钱研究的热点与趋势——兼评反洗钱学术研究与实践发展的体系融合  

Hotpots and Trends of Anti-Money Laundering Research——Comment on the System Integration of AML Academic Research and Practical Development

作　　者：蔡宁伟[1] 贾帅帅 Cai Ningwei;Jia Shuaishuai

机构地区：[1]中信银行总行合规部 [2]广州大学金融研究院

出　　处：《开发性金融研究》2022年第5期74-83,共10页Development Finance Research

基　　金：2021年度国家社科基金青年项目“交叉性金融风险水平测度、传导路径识别与监测预警研究”(21CTJ013)阶段性成果

摘　　要：反洗钱体系是现代金融体系的重要组成部分,也是国家治理体系和治理能力现代化建设的必要环节。但是,当前部分反洗钱研究存在重理论轻实践、重过去轻未来、重局部轻体系的局限,缺乏对反洗钱研究热点与趋势的脉络把握和体系支撑。本文从反洗钱的学科本源和研究脉络入手,理清反洗钱实践发展的“四大核心义务”。基于中国知网1990—2022年的4197篇反洗钱论文,结合反洗钱“四大核心义务”透视反洗钱研究热点。最后,依据反洗钱实践的难点与痛点,按其核心义务的内在逻辑得出未来反洗钱研究的四大趋势,从而尝试构建联通反洗钱学术研究和实践发展的桥梁。The AML system is an important component of the modern financial system and a necessary link in the modernization of the national governance system and governance capacity. However, some of the current AML research has the limitations of emphasizing theory over practice, emphasizing the past over the future, and emphasizing parts over the system. This article starts from returning to the subject origin and research context of AML, and sorts out the “four core obligations” of the development of AML practice. Based on CNKI’s 4197 AML papers from 1990 to 2022,combined with the “four core obligations” of AML, the research hotpots of AML are analyzed. Finally, according to the difficulties and pain points of AML practice, four major trends of future AML research are proposed according to the internal logic of its core obligations, so as to try to build a bridge between academic research and practical development of AML.

关 键 词：反洗钱研究 反洗钱实践 热点与趋势 四大核心义务 

分 类 号：F830.4[经济管理—金融学] D924.3[政治法律—刑法学] D922.281[政治法律—法学]