我国金融服务业的开放与法律监管问题研究——基于上海自贸区的分析  

Research on Openness and Legal Supervision of Financial Service in China——Analysis Based on Shanghai FTZ

作　　者：王茜[1] 张继[1] 

机构地区：[1]上海对外经贸大学WTO研究教育学院,上海200336

出　　处：《世界贸易组织动态与研究（上海对外贸易学院学报）》2014年第3期27-38,共12页Journal of Shanghai University of International Business and Economics

基　　金：上海对外经贸大学085项目(Z085FX13004;Z085YYJ13014和Z085FX14022);上海市高校青年教师培养资助计划资助

摘　　要：随着中国(上海)自贸区的挂牌成立,中国的改革也进入到新的阶段。在全球金融危机余波仍在肆虐的当下,金融服务业开放的同时尚需要强力且高效的法律监管。本文通过对当前中国金融监管现状进行分析,结合世界金融危机后金融监管模式的改革趋势,认为中国(上海)自贸区的金融监管应基于保护投资者和公众的利益,且监管应考虑成本和效果的平衡,监管指标不宜过于复杂。With the foundation of China(Shanghai) Free Trade Zone,China's reform also enters a new stage.Under the era of global financial crisis,strong and efficient financial services supervision is in urgent need.Through analyzing the supervision situation in Shanghai FTZ,also the global financial supervision model reform since financial crisis,financial regulation in Shanghai free trade zone should be based on protecting the interests of the investors and the public.Supervision should consider the balance of cost and effect,and its target should not be too complicated.

关 键 词：中国(上海)自贸区 金融开放 法律监管 

分 类 号：D922.28[政治法律—经济法学] F832[政治法律—法学] F752.8[经济管理—金融学]