比较视角下的中美银行专利计量分析和创新对策研究  

The petrometricanalysis of Chinese and American banks' patents and study on technology innovation strategy under the comparative perspective

作　　者：丁堃[1] 曲昭[1] 张春博[1] 

机构地区：[1]大连理工大学WISE实验室,辽宁大连116024

出　　处：《科研管理》2014年第9期138-146,共9页Science Research Management

基　　金：国家自然科学基金面上项目"基于中文文本挖掘技术的SIPOD专利知识演化分析"61272370);高等学校博士学科点专项科研基金项目"基于SIPOD的专利知识测度体系及其应用研究"(20110041110034)

摘　　要：在金融数字化和技术化时代,银行间的竞争已经演变为金融技术产品间的竞争,尤其是专利壁垒已成为我国银行业创新和发展的障碍。在初步探讨我国银行专利保护的必要性的基础上,对德温特数据库中的银行专利数据,从年度走势、外部合作率、地域分布、学科类别的视角对8家著名中、美资银行专利进行了统计比较。结合社会网络分析工具构建德温特分类代码共现网络,从频数和中介中心度角度量化了中美银行各自专利的侧重点。最后,针对中资银行专利现状,提出了国内银行业完善专利保护、提升技术创新能力的策略和措施。Banks have become involved in a financial technology products competition and the patent barrier has hindered the development of Chinese banking industry under foreign banks' pressures.The paper comparatively analyzes the distribution of years,collaboration,application organizations,subject categories,characteristics and co-occurrence networks of DII class codes of 8 famous Chinese and American banks with data up to 2012 collected from Derwent Innovation Index.Finally,the paper makes corresponding countermeasures and suggestions as to improve the protection of patents and promote technology innovation of Chinese banking industry.

关 键 词：银行专利 专利计量 中资银行 美资银行 德温特分类代码 金融创新 

分 类 号：G306[文化科学] F830[经济管理—金融学]