论法律禁止的证券交易行为  

On Banned Security Transactions

作　　者：刘铁霖[1] 

机构地区：[1]辽宁石油化工大学经济管理学院,辽宁抚顺113001

出　　处：《商业研究》2004年第17期108-110,共3页Commercial Research

摘　　要：证券市场作为直接融资的工具有二重性 ,通过证券市场 ,可以灵活、方便地筹集和融通巨额资金 ,促进社会经济的发展和繁荣。同时证券市场又是敏感性强、投机性很活跃的市场。简言之 ,证券市场即是投资的场所 ,又是投机的场所。为了充分发挥证券市场对经济发展的促进作用 ,必须对其进行严格规范 。As a direct finance tool,secuity market possesses two sides of a coin.On the one side,through security market,some firms can raise large funds with ease and sound flexbilty,which in return can.promote the development and prosperity of socio-economy.On the ither side,security market is an active speculative place with high senstity.In short,security market is the area for both investment and speculation.In order to bring its positive role to economic developmet into full play,security market has to be regulated strictly.More over ,the irrational trading activities should be given a ban by law.

关 键 词：证券交易行为 证券市场 直接融资 内幕交易 价格操控行为 证券法 

分 类 号：F830.91[经济管理—金融学] D912.28[政治法律—民商法学]