论我国商业银行兼营证券业的法律监管  

Legislative Supervision of Commercial Bank' s Dealing in Negotiable Securities

作　　者：付卓婧[1] 

机构地区：[1]上海财经大学法学院,上海200433

出　　处：《武汉大学学报（哲学社会科学版）》2006年第3期331-335,共5页Wuhan University Journal：Philosophy & Social Science

摘　　要：我国商业银行兼营证券业是大势所趋,混业经营所引发的利益冲突将带来一系列的问题,这必将给我国金融监管主体带来新的挑战。与此同时,我国现行金融监管的一些制度缺陷也将呈现出来。对此,从加强银行内部控制和提高外部监管两个方面提出对策,以防范和化解金融风险。It is an unavoidable tendency that the commercial bank deals in negotiable securities. The mixed management resulted will cause a series of troubles which make the task of financial supervision more difficult. Against the background some drawbacks in existing rules and regulations for financial supervision may increase the probability of the happening of the financial crisis. There are some devised countermeasures from both internal and outer supervision in this paper to take precautions against and reduce financial risks.

关 键 词：证券业 利益冲突 内部交易 商业银行 混业经营 

分 类 号：D922.28[政治法律—经济法学]