政府监管证券市场的伦理模式及其转换路径  

The Ethics Mode and Transition Path of Governmental Supervision on Chinese Securities Market

作　　者：黎元奎[1] 

机构地区：[1]湖北经济学院金融学院,湖北武汉430205

出　　处：《改革》2006年第8期102-106,共5页Reform

基　　金：本文系作者主持的湖北省教育厅科学研究计划重点项目“中国证券市场政府监管的经济伦理问题研究”（批准号：D200619003）的阶段性研究成果.

摘　　要：经济伦理与市场经济的发展存在互动关系。证券市场政府监管制度具有“制度”和“伦理”的双重属性。从经济伦理学视角来看，政府证券监管在价值取向上分为中性监管、准中性监管和自利监管三种伦理模式。10多年来，我国证券市场政府监管的伦理模式为自利监管。由自利监管向准中性监管转换，是我国证券市场政府监管伦理模式必然的选择路径。The development of economic ethics and market economy interact on each other. In Chinese securities market, there are dual property of institution and ethics in government institutional supervision. From the perspective of economic ethics, the paper attempts to in divide the governmental supervision into three ethics models, i.e. neutral, quasi-neutral and self-beneficial models. However, the ethics model of governmental supervision on Chinese securities market is self-beneficial supervision for over ten years, and the paper puts forward that it is an inevitable path that Chinese governmental supervision model on securities market changes from self-beneficial to quasi-neutral model.

关 键 词：经济伦理价值 中性监管 准中性监管 自利监管 

分 类 号：F830.9[经济管理—金融学]