论我国金融生态的经纪人职能缺失与理财规划师制度  

On the Absence of the Brokers' Functions in the Eco-finance and the Financial Planner Regulation

作　　者：王建伟[1] 周鸿卫[1] 

机构地区：[1]湖南大学,湖南长沙410079

出　　处：《商业经济与管理》2006年第9期48-52,共5页Journal of Business Economics

基　　金：湖南省社会科学基金项目(04ZC025)

摘　　要：本文从信息论的角度剖析了当前金融生态中经纪人的信息中介职能缺失的现象和成因,即信息传输效率低、集成能力差和信息加工能力不足等问题。为了有效解决上述问题,提出应努力发展理财规划师制度,并阐述了理财规划师这一新型经纪人所具备的基本职能和辅助职能,指出了理财规划师应遵循的“无偏性、集成性和最优性”三原则。Based on the information theory, this paper analyses the phenomena and causes of the absence of the information intermediary functions such as the low efficiency of information transmission, the awful activity of integration, and the deficiency of information processing activity, which happen on the brokers in the eco- finance. To solve those problems effectively, it is mentioned that we should develop the financial planner regulation actively. And then it describes the basic and assistant functions that financial planner—one new type of broker— should have. At last it suggests that financial planner should obey the three principles of＂Unbiasedness, Integration, and Optimization＂ principles.

关 键 词：金融生态 经纪人职能 理财规划师 

分 类 号：F830.59[经济管理—金融学]