证券公司客户资产管理业务之法律规制  

Rules and Regulations on the Customer's Property Management Service of Securities Company

作　　者：郑文才[1] 

机构地区：[1]厦门大学,福建厦门361005

出　　处：《河北科技大学学报（社会科学版）》2006年第3期43-45,共3页Journal of Hebei University of Science and Technology:Social Sciences

摘　　要：资产管理业务是证券公司一项重要的核心业务,证券公司与客户签订合同时,往往加入保本及高利润回馈客户的条款,客户名义上承担着“零风险”。但证券公司经常不能兑现高回报率,有时甚至危及证券公司的生存。应该加强对客户资产管理合同的规制。The property management service is an important core business of security company. When the security company and the customer sign the contract, they often joins no loss of capital and the high profit back＇s provision, customer namely undertakes ＂the zero risk＂. But security company frequently can not reach the high repayment rate; sometimes even endanger the security company＇s survival. We should strengthen the rules and regulations on the customer property management contract.

关 键 词：保底条款 证券公司 客户资产管理业务 合同效力 

分 类 号：D922.29[政治法律—经济法学]