我国对外资银行准入的法人导向  

China's Corporation Orientation to the Admission of Foreign Banks

作　　者：郑马威[1] 

机构地区：[1]苏州大学法学院,江苏苏州215021

出　　处：《上海金融学院学报》2007年第1期18-22,共5页Journal of Shanhai Finance University

摘　　要：《中华人民共和国外资银行管理条例》的出台是我国银行业在全面开放之际,对外资银行监管的一项重大举措,其中要求外资银行在我国境内开展全面业务时必须注册为独立法人的法人导向规定引起了质疑。实际上,这一规定并没有违背我国入世时对金融服务所作出的水平承诺和具体承诺,故我国没有违背我国在WTO项下的义务。而且,这一规定也具有“审慎例外”的审慎性,构成成员方可以背离GATS义务和金融承诺的审慎措施。The publication of the Regulations of the People＇s Republic of China on Administration of Foreign- funded Banks is a significant measure of foreign bank supervision at the time of China＇s overall opening of its banking sector. It includes one provision about corporation guidance that foreign banks must register as independent corporation as they provide full financial services in China, which gives rise to questions. This provision, in effect, does not run against China＇s horizontal commitments and specific commitments concerning financial service as China＇s entered WTO, thus China does not evade its obligations as a WTO member. Moreover, this provision goes in conformity with the principle of Prudential Carve-out, according to which members can run counter to GATS obligations and commitments on financial services.

关 键 词：平行承诺 具体承诺 审慎措施 子银行 分行 

分 类 号：F832.0[经济管理—金融学]