金融监管理论的发展演进及其展望  

Development and Vista of the Financial Supervision Theory

作　　者：李成[1] 

机构地区：[1]西安交通大学经济与金融学院,陕西西安710061

出　　处：《西安交通大学学报（社会科学版）》2008年第4期22-29,共8页Journal of Xi'an Jiaotong University：Social Sciences

基　　金：国家社会科学基金项目(04BJY084)

摘　　要：金融监管理论脱胎于经济干预理论,金融监管发展基于金融动荡,在发展过程中显示出独立性。金融监管具有阶段性特征,与特定时期的金融需求交相呼应。金融监管研究遵循"理论——实践"的发展路径,从理论解析逐步向操作性转变。未来金融监管理论研究将在顺应经济金融全球化的背景下,着力点由单一的"金融危机预防"转向全面"金融安全维护",金融监管的研究视角将基于国际与国内两个角度,以实现国家金融和全球金融的稳定。The financial supervision theory was born out of the economic interference theory. The financial supervision is developed based on the financial disturbance and its independent nature is demonstrated in the course of its development. The financial supervision is characteristic of its stage nature and corresponds to the financial demands in a specific period. The research on financial supervision follows retical analysis to operability. At the background to of the future financial supervision theoretic research the path of ＂theory →practice＂, gradually transforming from theoconform to the economic and financial globalization, the focal point will shift from the single ＂ financial crisis prevention＂ to the allround ＂financial security safeguard. The visual angle of the research on financial supervision will cover both international and domestic aspects in order to implement the stability of state and global finances.

关 键 词：金融监管 市场失灵 监管失灵 功能监管 

分 类 号：F830[经济管理—金融学]