外商直接投资对我国技术创新能力影响及地区差异分析  

Analysis of Different Regional Effect of FDI on Innovative Capacity in China

作　　者：李晓钟 张小蒂[2] 

机构地区：[1]江南大学商学院,江苏无锡214122 [2]浙江大学经济学院,浙江杭州310027

出　　处：《中国工业经济》2008年第9期77-87,共11页China Industrial Economics

基　　金：国家社会科学基金项目"新形势下提高利用外资质量和水平研究"(批准号07BJY002);国家软科学研究计划项目"全球化中我国企业创新与市场势力构建的互动研究"(批准号2006GXS2D073)

摘　　要：本文利用我国2002—2006年29个省市自治区的面板数据实证分析了FDI对我国区域技术创新能力的影响,结果表明,FDI对区域一般技术创新能力提升的促进作用明显存在,且东部较高、中部次之、西部不明显;但对区域核心技术创新能力提升仍然存在着某种"替代"甚至是"挤出"的负面影响。本文详细分析了FDI对我国创新能力提升作用存在地区差异的影响因素和产生"挤出效应"的原因,并揭示了FDI的梯度转移是激活中部地区的技术创新潜力的重要途径之一,但跨国公司通过其内部化及关键技术"黑匣子化"等对核心技术实现控制值得关注。论文最后还就进一步扩大FDI对区域创新能力提升的促进作用提出了相应的对策建议。The paper has analyzed the effect of FDI on the regional technology innovation in China by using the data of 29 regions from 2002 to 2006. It finds that the spillovers of FDI on the local exist obviously and the promoting function of the FDI on the east area is higher than that on the middle area. But the promoting function of the FDI on the west area is not obvious. And there is negative effect on the core technology innovative capacity promoting. The authors analyze the factors that lead to different functions of FDI on technology innovative capacity among the east and the middle and the west. The authors also analyze the reasons of negative effects on the core technology innovative capacity promoting in China in detail. The paper thinks that the potential advantage of technology innovation in the middle area is coming into existence after MNC invest and MNC always hold the core technology by means of measure. At last the authors make some suggestions to meet the improvement of the capability of regional technical innovation.

关 键 词：外商直接投资 创新能力 核心技术 外溢效应 挤出效应 

分 类 号：F124.3[经济管理—世界经济]