操纵证券交易价格行为刑法对策——兼论前置法律责任的构建  

A Study about Rectification Measures on Manipulation of the Securities Trading Prices Liability and Pre-Construction

作　　者：赵运锋[1] 

机构地区：[1]上海交通大学法学院,上海200240

出　　处：《福建金融管理干部学院学报》2008年第5期38-44,共7页Journal of Fujian Institute of Financial Administrators

摘　　要：操纵证券交易价格是资本市场上的正常现象,只须将其限制在市场可以接受的限度之内即可。为抑制操纵证券交易价格行为的频繁发生,并须彰显及时性、确定性与严厉性刑法的干预是必要的。但是,囿于刑法的补充性,前置法律责任显得非常重要,如信托责任的确立,民事责任的完善,行政责任的强化等。Manipulation of the securities transactions prices is a normal phenomenon in capital market. There is no need to eliminate the acts, and we should limit it within the acceptance in the market to some degree. In order to curb frequent manipulation of the securities transaction prices, legal regulation or law is necessary, and timely legislation, severe punishment are expected to fight against the criminal. However, owing to complementary of the criminal law, non-criminal responsibility is very important, such as the establishment of fiduciary duty, the improvement of civil liability, the strengthening of administrative responsibility.

关 键 词：操纵证券交易价格 刑法谦抑性 前置法律责任 信托责任 市场禁入 

分 类 号：D912.28[政治法律—民商法学]