农户类型变迁中的资本机制:假说与实证  

Capital Mechanism in the Changing Process from the Moral Peasant Economy to the Rational Peasant Economy:Theoretical Hypothesis and Empirical Results

作　　者：陈雨露[1] 马勇[1] 杨栋[1] 

机构地区：[1]中国人民大学财政金融政策研究中心,北京市100872

出　　处：《金融研究》2009年第4期52-62,共11页Journal of Financial Research

摘　　要：近年来关于中国农户信用和农村金融制度的解读,"生存小农"理论和"理性小农"理论的争论截然对立并不断强化。本文认为,割裂认识"生存小农"和"理性小农"忽略了二者之间可能的动态转化机制,客观认识现代市场经济条件下的农户经济行为需要有一个连续的视角。通过建立理论模型和进行实证检验,本文解读了资本机制在农户类型变迁(即从"生存小农"转化为"理性小农")中的重要作用,并且初步确认了在资本机制和金融机制双向作用下农户类型变迁的现实可能性。In recent years, there are increasing arguments between the rational peasant theory and the moral economy of the peasant concerning the explanations of rural credit and rural financial institutions in China. This paper points out that the theoretical distinction between the rational and the moral economy of the peasant ignores their dynamic conversion mechanism and the proper explanation of small-scale peasant economy needs a continuous perspective. Based on theoretical model and empirical analysis, this paper provides a new framework in which capital mechanism plays a central in the changing process from the moral peasant economy to the rational peasant economy and further argues that under the dynamic interactions between the capital mechanism and the financial mechanism, moral peasants have the chance to become rational peasants.

关 键 词：理性小农 生存小农 资本机制 连续变迁 

分 类 号：F832.3[经济管理—金融学] F224