中国内资与外资的效率差异及收敛性分析  

Difference of TFP between Domestic Enterprises and Foreign Enterprises and Convergence Analysis

作　　者：刘忠生[1] 李东[1] 

机构地区：[1]南京航空航天大学经济与管理学院

出　　处：《数量经济技术经济研究》2009年第5期54-67,共14页Journal of Quantitative & Technological Economics

基　　金：江苏省社会科学基金项目(编号08CSJ014)支持

摘　　要：通过使用各省、自治区及直辖市工业行业的面板数据,借助数据包络分析(DEA),本文测定了各个省份内外资的全要素生产率,结果显示各省份内资和外资的全要素生产率在1999～2007年间均呈现增长趋势,外资工业的全要素生产率高于内资工业;东部地区和中部地区全要素生产率差别不大,而西部地区与东、中部地区呈现较大的差距;外资通过由高至低的技术扩散和竞争效应对内资产生溢出效应,前者是外资溢出效应的主要渠道,而后一种渠道则在总体上显示了负面影响。With panel data of industrial sector of provinces in China, the paper figures out Total Factor Productivity （TFP） of domestic enterprises and foreign enterprises by DEA. The result shows that TFP of domestic enterprises and foreign enterprises was still increasing from 1999 to 2007. TFP of foreign enterprises is obviously higher than domestic enterprises, on the view from regions, difference of TFP of the east region and the center region of China is not obvious between domestic enterprises and foreign enterprises. TFP of the west of China is much lower than that of the east region and the center region of China. The foreign enterprises create technical spillover to the domestic enterprises through two channels of technique diffusing from the foreign enterprises to the domestic enterprises and competition. Empirical analysis shows that technique diffusing from the foreign enterprises was main approach, and competition has had negative influence.

关 键 词：数据包络分析 全要素生产率 内资工业 外资工业 

分 类 号：F061.2[经济管理—政治经济学]