R&D国际化水平及效率研究——基于中国省际面板数据的实证检验  

A Study on the Degree and Efficiency of R&D Globalization:Evidences from China's Provincial Panel Data

作　　者：肖文[1,2] 侯田[2] 林高榜[2] 

机构地区：[1]中国人民大学欧洲问题研究中心,北京100872 [2]浙江大学经济学院,浙江杭州310027

出　　处：《浙江大学学报（人文社会科学版）》2009年第4期161-170,共10页Journal of Zhejiang University:Humanities and Social Sciences

基　　金：教育部人文社会科学重点基地课题资助项目(07JJDGJW261);国家社会科学基金资助项目(07BJL029);浙江省科技计划资助项目(G20080166)

摘　　要：随着越来越多的跨国企业在华设立研发机构,中国R&D国际化水平逐年提高,但东部地区相对较高,中西部地区普遍较低。通过衡量中国各地区R&D国际化的水平和效率、考察不同区位因素借由影响R&D国际化效率而作用于R&D国际化水平的机理,发现R&D国际化水平较高的地区技术效率指数较高,技术进步指数较低,相反,R&D国际化水平较低的地区技术效率指数较低,技术进步指数较高。并且R&D国际化效率对R&D国际化水平存在显著的正向作用:市场规模越大、接收的外商投资越多、自身R&D资源越丰富、知识产权保护程度越高的地区,技术效率对R&D国际化水平的贡献越明显,反之,技术进步作用较大。As more and more multi-national companies increase their R＆D investment in China,the degree of R＆D globalization in China has witnessed quicker and quicker growth.However,the degree of R＆D globalization in eastern China is remarkably higher than that in western provinces.By evaluating the degree and efficiency of provincial R＆D globalization and analyzing how local factors affect the degree of R＆D globalization via the impact of efficiency of R＆D globalization,this study shows that in the areas with a higher degree of R＆D globalization,the technological changing rate tends to be lower and the technological efficiency rate tends to be higher,and vice versa for areas with lower R＆D globalization.The efficiency of R＆D globalization has a strong positive effect on the degree of R＆D globalization;specifically,in the areas which have bigger market volume,more direct foreign investment,more abundant local R＆D resources or stronger intellectual property rights protection,technical efficiency exerts a stronger impact;otherwise,the technological changing efficiency plays a more important role.Based on the above analysis,this paper puts forward four pieces of relevant suggestion.

关 键 词：R&D国际化水平 R&D国际化效率 面板数据 数据包络分析 

分 类 号：F124[经济管理—世界经济] F224