论我国融资融券交易担保机制的法律构造——以最高额质押为视点的框架分析  

The Legal Construction of the Guarantee System for Margin Trading:A Framework Analysis from Maximum Amount Pledge

作　　者：廖焕国[1] 

机构地区：[1]暨南大学法学院,广东广州510632

出　　处：《法律科学（西北政法大学学报）》2009年第5期149-156,共8页Science of Law：Journal of Northwest University of Political Science and Law

基　　金：教育部人文社会科学重点研究基地重大项目<他物权制度的现代化问题研究>(2007JJD810167)的阶段性成果

摘　　要：融资融券交易对推动我国证券市场全面发展有重大意义。担保机制是融资融券交易制度构建的基石。信托关系、让与担保和账户质押等并不足以型构我国融资融券担保交易机制。在我国现行体制下,应建立以最高额质押为基础的融资融券交易担保法律制度,促进我国融资融券交易健康稳定发展。The margin transactions have profound implications for promoting the ultimate development of stock market in our country. The guarantee systems lay the groundwork for the establishment of the margin trading system. For the fact that the guarantee forms, such as the fiduciary relationship, the conveyance guarantee as well as the pledge of account are far from the contribution to the system. It will be a useful way to, under the current system, build a legal system based on the maximum amount pledge to push the healthy and steady development of margin trading market.

关 键 词：融资融券 担保机制 法律构造 

分 类 号：D438.2[政治法律—政治学]