独资化与产业内技术溢出——基于2004年中国31个省市30个制造业行业的分层模型  

Does local participation matter for spillovers from FDI——A Mixed Model for Manufacturing in China

作　　者：许晓娟[1] 

机构地区：[1]中国人民大学统计学院

出　　处：《统计研究》2009年第10期47-54,共8页Statistical Research

基　　金：国家自然科学基金项目"全球化背景下中国对外经济统计计量与分析"(项目编号:70773114);中国人民大学研究生科学研究基金项目"创新;FDI进入模式变化与溢出效应支助创新;FDI进入模式变化与溢出效应"(项目编号:08XNG036)的资助

摘　　要：一般认为合资企业比独资企业更有利于产生技术溢出,而中国近年已经显示出明显的外资独资化趋势。基于此,本文尝试应用第一次经济普查有关制造业的细分数据,采用分层模型,就外商独资化倾向对行业内技术溢出效应的影响进行实证分析。分析结果表明,独资化对内资企业确实具有负面影响:在竞争性技术溢出效应产生方面,独资化有抑制作用;在集聚性技术溢出效应方面,独资化产生了更强的"挤出"效应。This study hypothesizes that the ownership structure in foreign investment projects affects the extent horizontal spillovers from foreign direct investment. Because multinationals tend to transfer less sophisticated technologies to their partially owned affiliates than to wholly owned subsidiaries, combined with the better access to knowledge through the participation of the local shareholder in partially owned projects, may facilitate more knowledge absorption by local firms in the same sector. The dissertation analyzes the impacts of wholly foreign owned subsidiaries on horizontal spillovers using the multilevel data obtained from the first economic census of China. The empirical analysis shows that wholly-foreign-owned modes affect the national enterprises negatively.

关 键 词：独资化倾向 所有权结构 产业内技术溢出 分层模型 

分 类 号：C812[社会学—统计学]