Downside-risk测度下闭环供应链风险控制和利润分配机制研究  

Risk controlling and profit distributing mechanism in closed-loop supply chain on theory of Downside-risk

作　　者：史成东[1,2] 陈菊红[1] 钟麦英[3] 

机构地区：[1]西安理工大学工商管理学院,西安710048 [2]山东理工大学电气与电子工程学院,山东淄博255091 [3]北京航空航天大学自动化科学与电气工程学院,北京100083

出　　处：《控制与决策》2009年第11期1693-1696,1701,共5页Control and Decision

基　　金：国家自然科学基金项目(70602017);陕西省教育厅科学研究项目(07JK081);山东省软科学项目(2009RKA173)

摘　　要：以由风险中性的制造商与具有下行风险特性的销售商组成的两阶段闭环供应链为背景,证明了Downside-risk测度下的收益共享契约和批量折扣契约不能协调该闭环供应链.将补偿策略附加到收益共享契约和批量折扣契约,设计了风险共享契约,它既能满足下行风险约束,又能保证供应链参与方利润均有增量,实现了Downside-risk测度下闭环供应链的协调和风险控制.最后通过实例分析验证了风险共享契约的可行性和有效性.The impact of revenue sharing contract and quantity discount contract is studied in the two-echelon closed loop supply chain with a risk-neutral supplier and a Downside-risk-averse retailer, which shows that the two kinds of contracts may not coordinate such a channel on the theory of Downside-risk control. A risk-sharing contract composed of initial contract and return policy is designed, which offers the desired Downside protection to the retailer, provides more profits to the agents, and accomplishes channel coordination. Finally, an application example shows the effectiveness and feasibility of the risk-sharing contract.

关 键 词：下行风险 闭环供应链 风险控制 利润分配 补偿策略 

分 类 号：F062[经济管理—政治经济学] F224