我国金融监管者问责制度的检讨与反思  

The Review and Reflection on China's Financial Regulators' Supervising Legal System

作　　者：齐萌[1] 

机构地区：[1]上海财经大学法学院

出　　处：《财经科学》2010年第3期23-29,共7页Finance & Economics

基　　金：上海财经大学研究生科研创新项目基金;项目编号:CXJJ-2009-303

摘　　要：通过对现行金融监管者问责规范性文件的梳理,可以透视出我国金融监管者问责制度存在法律缺失、规则不周等问题。造成这些问题的原因包括问责理念存在缺陷、金融监管制度设计不科学、法律机制选择中缺乏公众参与机制。为此,我们必须重新审视金融监管者问责的理念,着重完善以立法机关、行政机关、司法机关、其他利害关系方及国际金融组织和同行为问责主体的问责制度。The problems of legal deficiencies and imperfect principles existing in the legal system for regulators＇ accounting have come out through sorting some normative documents on financial accounting rules. The reasons for these problems could be listed in the following： the deficient accotmtability concept, unscientific financial supervision mechanism and the lack of public participation in the legal mechanism selection. Themfore, re - examining the concept of accountability of financial regulators, improving the main the main system of accountability based on perfecting the legislature, the ruling party, the executive, the judiciary, other stakeholders and international financial organizations and behavior have been become inevitable.

关 键 词：金融监管 监管机构 问责制度 

分 类 号：F832.1[经济管理—金融学]