离岸金融监管法制构建中的基本原则与模式  

The Basic Principles and Models in the Construction of Offshore Finance Supervision Laws

作　　者：罗国强[1] 

机构地区：[1]武汉大学法学院,湖北武汉430072

出　　处：《广东金融学院学报》2010年第2期107-117,共11页Journal of Guangdong University of Finance

基　　金：2009年教育部"国际金融危机应对研究"应急课题(2009JYJR009)

摘　　要：离岸金融法是调整离岸金融关系的法律制度的总和。离岸金融监管的基本原则包括促进金融发展与稳定原则、国际协调原则、宽松监管原则和适度控制原则;离岸金融监管的模式包括内外业务混合型、内外业务分离型和虚拟业务型三种模式,其中内外业务分离型模式为当今的主流模式。中国应当在构建离岸金融市场监管法制的过程中明确以上基本原则,采用内外业务分离型监管模式,并允许一定程度的内外业务渗透。Offshore finance law is the rules and regulations which adjust offshore financial relations. The basic principles of offshore finance supervision consist of the principles such as financial development and stabilization, international coordination, loose supervision and appropriate control. The models of offshore finance supervision consist of the combined （onshore and offshore） business model, the separated business model and the fictitious business model, and the separated business model is the mainstream model nowadays. In the construction of offshore finance supervision laws, China should make clear the above basic principles, adopt the separated business model and allow certain degree of permeation between the onshore and offshore businesses.

关 键 词：离岸金融 基本原则 模式 

分 类 号：D912.28[政治法律—民商法学]