FDI技术来源渠道与高技术产业自主创新效率  

FDI Technical Resource and Independent Innovation Efficiency of High-tech Industry

作　　者：孙玮[1] 刘栋[2] 

机构地区：[1]哈尔滨工业大学管理学院,黑龙江哈尔滨150001 [2]中央财经大学研究生部,北京100081

出　　处：《中国科技论坛》2010年第5期58-64,共7页Forum on Science and Technology in China

基　　金：黑龙江省社科基金项目(08B025);教育部博士点基金项目(200802130048)的资助

摘　　要：本文运用典型相关分析对1996—2007年间外资技术来源的渠道与用DEA的Malmquist生产率指数测算的高技术产业整体、内资的创新效率及拆分变化的相关性进行实证研究,结果表明:FDI技术来源渠道短期溢出主要作用于高技术产业整体创新率变化分解出的技术进步,对内资的影响长期逐渐显现。外资主要通过设置本土化的研发机构实现其对高技术产业的短期技术溢出,且其正向效应随着时间推移逐渐减弱甚至转为负向,FDI购买国内企业技术对技术进步的长期正向效应显著。加入国别属性后,短期内FDI分别通过设立R&D研发机构和购买国内技术产生对内资部门技术进步和规模效率的正向和负向溢出,长期则依靠国内技术购买和国外技术引进实现对技术进步和纯技术效率的正向溢出。在此基础上给出了对策建议。This paper empirically study the relativity from 1996 to 2007 between foreign investment technical resource channel and the technical progress, pure technical efficiency and scale efficiency decomposed by the whole Chinese capital high-tech industry innovation efficiency, which is calculated on the basis of DEA-Malmquist productivity index. The results show the short-term overflow of FDI technical resource channel, which have primary effect on the technical progress splited by the change of whole high-tech industry innovation efficiency, influence Chinese capital high-tech industry in the long-term gradually.The short-term foreign technical overflow that achieved by setting up local R＆D institution, effected foreign-funded R＆D positively. Meanwhile, FDI purchasing Chinese company technology have a significant positive effect of technical progress in the long-term. Adding country attribute, in the short-term, by setting up R＆D institution and purchasing domestic technology, FDI have positive and negative technical overflow on Chinese capital separately. In the long-term, by purchasing domestic technology and introducting of foreign technology, FDI achieve positive technical overflow on technical progress and pure technical efficiency. Based on the results shown above, this paper gives some suggestions.

关 键 词：FDI技术来源渠道 DEA—M 高技术产业 自主创新效率 典型相关分析 

分 类 号：F124.3[经济管理—世界经济]