节能减排约束与工业增长模式转型机制研究——基于非参数环境生产函数的上海和全国对比的实证分析  

Study on the Transformation of Industrial Growth Modes under Constraints of Energy-saving and Emission-reduction:Comparative Analysis between Shanghai and China Based on Non-parametric Environmental Production Function

作　　者：周建[1] 张德远[1] 顾柳柳[1] 

机构地区：[1]上海财经大学经济学院,上海200433

出　　处：《财经研究》2010年第9期100-111,共12页Journal of Finance and Economics

基　　金：国家自然科学基金(70801040);上海市社科基金(2008BJB001);教育部人文社科基金(05JC790104)

摘　　要：文章以先进工业增长模式典型省份城市——上海和全国1996-2006年大中型工业企业构成的32个行业为研究对象,通过构建环境和能源约束下的非参数环境生产函数,从微观机制上对工业增长模式进行实证分析,主要结论表明:上海环境规制政策加大了技术进步在工业增长中的贡献,显著促进了自身工业的结构调整和优化升级,但从生产前沿来看,在节能减排、要素配置和技术效率的提升方面仍有较大的改进余地;上海工业增长与全国有一定相似性,其动力来源按大小依次为要素投入、技术进步和技术效率,虽然贡献因素排序一致,但是上海技术进步的贡献远大于全国且对要素的依赖程度远低于全国,上海模式具有一定程度的先进性。Taking 32 industries composed of large and middle firms in Shanghai and the whole country from 1996 to 2006 as the sample, the paper makes an empirical study on industrial growth modes by using the non-parametric environmental production function under the constraints of environment and energy. The results show that, environmental control policies in Shanghai enlarge the contribution of technical progress to industrial growth and help the adjustment and upgrading of industrial structure, but there is plenty of room for improvement in energy-saving and emission-reduction, factors allocation and technical efficiency from the angle of production frontier. The industrial growth of Shanghai is similar to the one of the whole country, which depends on factors input, technical progress and technical efficiency in order of contribution, but Shanghai depends on more on technical progress and less on factors input than the whole country; thus, the in dustrial growth of Shanghai is featured by advancement to some extent. In recent ten years, Shanghai has achieved win-win environment-and-energy control and industrial growth.

关 键 词：工业增长模式 非参数环境前沿生产函数模型 环境能源管制 技术效率 

分 类 号：F205[经济管理—国民经济] F224.0