美国证券法中的盗用理论及其启示  

Misappropriation Theory in American Securities Exchange Act and Its Enlightenment

作　　者：张维权[1] 

机构地区：[1]兰州理工大学人事处,甘肃兰州730050

出　　处：《河北科技大学学报（社会科学版）》2010年第3期52-57,共6页Journal of Hebei University of Science and Technology:Social Sciences

基　　金：国家社会科学基金项目(05XFX012)

摘　　要：盗用理论作为美国证券法内幕交易归责理论之一,从滥觞到最终确立经历了一系列发展阶段。其理论基础是普通法上的代理。盗用理论有其价值,但也存在漏洞。通过对盗用理论最新发展的分析得出,我国的内幕交易归责理论应采用欺诈来源理论。As the American Securities Exchange Act of insider trading theory,misappropriation theory experiences a series of stages from the beginning to establishing.The theory is based on the common law of agency.Misappropriation theory has its value,but the loophole should be noted as well.By analyzing the latest developments of misappropriation theory,we give some proposals to perfect China＇s Securities Law that insider trading theory should be sources of fraud.

关 键 词：盗用理论 内幕交易 理论基础 价值考量 漏洞分析 

分 类 号：D922.287[政治法律—经济法学]