外商直接投资对辽宁省工业企业技术效率的影响研究——基于2005年辽宁省工业企业数据的实证分析  

Research on Effects of FDI on Technological Efficiency of Industrial Firms:Quantitative Analysis Based on Data of Liaoning Industrial Firms in 2005

作　　者：程磊[1] 

机构地区：[1]北京大学经济学院,100871

出　　处：《国际贸易问题》2010年第11期69-77,共9页Journal of International Trade

基　　金：国家社科基金项目(09CJL008)的资助

摘　　要：以2005年辽宁省工业企业数据为样本,利用随机前沿分析方法(SFA),实证考察了外商直接投资对该省工业企业技术效率的影响。为了区分不同来源地的外资,将其分为港、澳、台资本和外国资本,并分别考察了这些资本的直接效应和间接效应。就直接效应而言,外国资本会使企业的技术效率提高10.7%,但港、澳、台资本没有这种效应;就间接效应而言,只有当企业同时含有这两类资本时,企业的技术效率才会提高。在考察不同组织形式的外资企业时,外资控股企业是最好的组织形式,会使企业的技术效率提高14%;在普通制造业中,外国资本存在溢出效应;在高科技制造业中,港、澳、台资本存在溢出效应。This paper empirically studies whether FDI affects the technological efficiency of in- dustrial firms in Liaoning province by using Stochastic Frontier analysis based on the data of Liaoning industrial firms in 2005. The paper differentiates FDI coming from Hong Kong, Macao and Taiwan （HMT） from FDI coming from foreign countries such as America and studies the direct and indirect spillover effects of these two types of FDI respectively. The main conclusions are as follows. The firm＇ s technological efficiency will rise by 10.7% owing to FDI coming from foreign coun- tries as far as the direct spillover is concerned. As for indirect spillover, the technological efficiency will be improved only when the firm possesses itself of these two types of FDI. Moreover, the firm＇ s technological efficiency will rise by 14% when FDI controls this firm. Finally, the paper finds that FDI coming from foreign countries has spillover effect in the ordinary industry and FDI coming from HMT has spillover effect in the high-tech industry.

关 键 词：技术效率 直接溢出效应 间接溢出效应 外商直接投资 

分 类 号：F832.6[经济管理—金融学]