从宁波工艺品公司案看我国法院对涉外仲裁协议的监督  

On the Judicial Supervision by the Courts in China's Mainland from Ningbo Arts & Crafts I/E Corp Case

作　　者：赵秀文[1] 

机构地区：[1]中国人民大学法学院,北京100872

出　　处：《时代法学》2010年第5期3-16,共14页Presentday Law Science

基　　金：赵秀文主持的2009年司法部国家法治与法学理论研究项目课题"外国仲裁裁决在我国的承认与执行"(项目编号:09SFB2051)的阶段性成果

摘　　要：国家法院对仲裁协议实施监督的核心问题,就是仲裁协议的效力和仲裁庭管辖权的认定:在仲裁程序开始之前,法院就应当根据另一方当事人的请求,令当事人将协议项下的事项提交仲裁解决,除非法院认定仲裁协议无效、失效,或者不能履行;在仲裁程序开始之后,法院仍然有权根据一方当事人的请求对仲裁协议有效性和仲裁庭的管辖权问题进行审理,法院的此项权力来源于法院地国的国内法;在仲裁程序结束之后,当事人还可以裁决所依据的仲裁协议无效为由,申请法院撤销此根据无效仲裁协议作出的裁决,或者拒绝承认与执行此裁决。但如果当事人在仲裁程序中放弃了对仲裁协议有效性或者仲裁庭的管辖权提出异议的权利,则当事人在裁决作出就不能再以仲裁协议无效或者仲裁庭对仲裁协议项下的争议没有管辖权为由,请求法院撤销或者拒绝执行此仲裁裁决。The paper studied the judicial supervision on the arbitration agreement with the theories and practices on the international commercial arbitration law,taking serious consideration into the Ningbo Intermediate People＇s Court＇s Decision on the Recognition and Enforcement of the Arbitral Award on Ningbo Arts Crafts I/E Corp Case rendered by the ICC tribunal in accordance with the ICC Rules in Beijing,China.The Court＇s supervision on Ningbo Arts Crafts I/E Corp Case is the typical judicial supervision on the arbitral award.It is the author＇s view that the key issue on the court＇s supervision is not to decide the validity of the arbitration agreement,but to the jurisdiction of the ICC arbitral tribunal.Before the arbitration procedure,the national court,when seized of an action in a matter in respect of which the parties have made an arbitration agreement,at the request of one of the parties,shall refer the parties to arbitration,unless if finds that the said agreement is null and void,inoperative or incapable of being performed.During the arbitration procedure,the court may at the request of one of the parties review the jurisdiction of the arbitral tribunal.Such power is granted by the local law.After the arbitration procedure,the party may apply to the national court for setting aside or refusing recognition and enforcement of the arbitral award made based on the invalid arbitration agreement,which was considered by the national court.However,the party shall be deprived of the right to apply to the national court to set aside or refusing enforcement of the arbitral award made by the arbitral tribunal if the party failed to challenge the tribunal＇s jurisdiction during the arbitration procedure.There is no problem that the Ningbo court considered this ICC award as award not considered as domestic under New York Convention.

关 键 词：宁波工艺品公司案 管辖权 适用法律 司法监督 

分 类 号：D997.4[政治法律—国际法学]