CDM项目隐性目标功能研究——技术、制度效应下碳排放权限转换分析  

Research on CDM projects recessive goals based on coal emission permission assets conversion analysis in terms of technology and institution effects

作　　者：李昆[1] 

机构地区：[1]南京审计学院管理学院,江苏南京211815

出　　处：《科学学研究》2011年第7期1029-1035,1093,共8页Studies in Science of Science

基　　金：国家自然科学基金资助项目(71072039);教育部人文社会科学研究一般项目(09YJC630124);江苏省高校自然科学基金研究项目(09KJB630001);江苏省教育厅高校哲学社会科学研究项目(09SJD630052)

摘　　要：由发达国家主导的CDM(清洁发展机制),为发展中国家企业获得来自发达国家企业的减排资金和技术提供了一个合作平台。但是,作为《京都议定书》灵活机制的CDM却内含着更为隐性、深邃、复杂的利益目标。事实证明,CDM不仅为发达国家企业提供了污染转移、降低减排成本、转嫁减排责任等制度空间,而且还使其在减排技术输出、国际碳贸易定价权方面占据着绝对的操纵地位。本文以欧盟市场的碳排放权限EUAs、CER s的转换活动为例,从技术和制度两个层面对发达国家企业及国际碳贸易商的CDM操纵机理和目标进行了交叉剖析,并依据研究结论针对性地提出了强化发展中国家政府干预、优化CDM合作机制的政策建议。CDM（Clean Development Mechanism） dominated by developed countries provides enterprises of developing country with a cooperative platform of obtaining the capital or technologies for emission reduction.However,CDM as a flexible mechanism attached to Kyoto Protocol included more recessive,deep and intricate benefit goals and CDM not only gives developed countries the institution space of industrial pollution transfer,emission reduction cost control and emission responsibility avoiding,but also makes developed countries own the absolute manipulation position of emission reduction technologies＇ export and international coal transaction＇s price determination power.This paper has done a crossing analysis to CDM manipulation mechanism and goals of developed country enterprises or international coal traders from technology and institution two hierocracies exemplified by conversion of two different emission assets（EUAs and CERs） in EU market,and come up with policy advices of strengthening government inference and CDM optimization according research conclusion.

关 键 词：CDM机制 碳排放权限 EUAs(欧盟碳排放权限) CERs(CDM机制下被核证的碳减排量) 

分 类 号：F127[经济管理—世界经济]