环境约束下中国省际全要素能源效率实证研究  

Total-Factor Energy Efficiency and Influencing Factors across Provinces in China in the Presence of Environmental Regulation

作　　者：王兵[1] 张技辉[1] 张华[2] 

机构地区：[1]暨南大学经济学院,510632 [2]暨南大学经济学院特区港澳经济研究所,510632

出　　处：《经济评论》2011年第4期31-43,共13页Economic Review

基　　金：教育部人文社科项目"节能减排约束下中国经济绩效研究:基于全要素生产率的视角"(08JC790047)的阶段性成果;国家社会科学重大项目(09&ZD021);国家自然科学基金(70873051);中央高校基本科研业务费专项资金(10JYB2025);广东省自然科学基金(No.10451063201005492)的资助

摘　　要：本文运用基于DEA的方向性距离函数方法测算了1998-2007年环境约束下的中国省际全要素能源效率,并对影响环境约束下全要素能源效率的因素进行了实证检验。研究发现:我国全要素能源效率在样本期间整体处于持续下滑状态,其中西部地区下降的幅度最大;东部地区全要素能源效率最高,其次是中部地区,西部地区最低;广东、辽宁、上海、北京、天津和海南6省市均在生产边界上,而云南、新疆、河北和贵州具有低水平的全要素能源效率;人均GRP、外商直接投资、要素禀赋结构、产业结构、所有制结构、能源结构、企业的环境管理能力以及能源价格都对全要素能源效率有显著影响。因此,全面提升经济发展的水平和质量,均衡地区经济发展,弱化当前我国经济高能耗高产出的特点,是提高我国全要素能源效率的重要手段。In this paper,directional distance function based on the DEA method has been used to calculate the total factor energy efficiency from 1998 to 2007 of China＇ s provinces in the presence of environmental regulation, and test the factors affecting energy efficiency. The results of our study show that：Total factor energy efficiency of our sample period continued to decline in the state, and the western region has the largest decrease; the eastern region is the most efficient, followed by the central, and the western is least efficient. Guangdong, Liaoning, Shanghai, Beijing, Tianjin and Hainan provinces are on the production frontier; Yunnan, Xinjiang, Hebei and Guizhou have lower level of total - factor energy efficiency. The total - factor energy efficiency is influenced evidently by per capita GRP,foreign direct investment, the structures of factor endowment, industry, ownership and the energy, the capacity of corporate environmental management and prices of energy. Therefore,to improve the total factor energy efficiency of our country,the key points include enhancing the level and quality of economic development, balancing regional economic development and weakening the current economic characteristic of high - yield with high - energy consumption.

关 键 词：环境约束 方向性距离函数 全要素能源效率 

分 类 号：F224[经济管理—国民经济] F206