试论金融创新中的自律规范——以中国信用衍生品创新为研究对象  

Self-regulation in the Financial Innovation

作　　者：时晋[1] 吴锦宇[2] 

机构地区：[1]中国政法大学法学院,北京100088 [2]中国人民大学劳动人事学院,北京100872

出　　处：《经济与管理》2011年第10期58-63,共6页Economy and Management

摘　　要：在缺少正式法律规则的情况下,交易商协会颁布的自律规范补充了法律空白,对于信用衍生品创新起到了确认信用衍生品的合规种类、提高市场准入条件、减少市场投机性等作用。大陆法系国家通过引入自律规范能够在相当程度上适应金融创新的制度需求。In the condition of lack of formal rules of law, dealers association issued autonomy added the legal blank, for credit derivatives innovation has confirmed the credit derivatives compliance range, improved market access conditions and reduced the speculative market. Continental law system country can still considerably adapt to the system demand of financial innovation by introducing autonomy.

关 键 词：金融创新 自律规范 信用衍生品 

分 类 号：F830.9[经济管理—金融学]