中国技术引进、自主研发与创新绩效研究  

Study on Technological Introduction, Independent R&D and Innovation Performance in China

作　　者：李光泗[1] 沈坤荣[1] 

机构地区：[1]南京大学经济学院,江苏南京210093

出　　处：《财经研究》2011年第11期39-49,共11页Journal of Finance and Economics

基　　金：国家自然科学基金项目(71073076);国家社会科学基金重大项目(09YJC790140);教育部人文社会科学研究青年基金项目(09YJC790140);中国博士后科学研究基金项目(20100471302);江苏省高校哲学社会科学研究重点项目(2011ZDIXM053)

摘　　要：伴随经济总量的快速增长,我国核心技术创新能力相对较低的问题日益凸显。围绕技术创新能力,文章构建了技术引进、自主研发与创新绩效的内生增长模型,理论分析了经济增长中影响创新绩效的主要因素,并利用我国大中型工业企业面板数据进行了实证检验。研究发现,技术引进与自主研发对我国技术创新的影响存在较大差异,与技术引进相比,自主研发的正向影响较大且较显著;已有技术能力、人力资本等因素也对我国技术创新产生了重要影响,在经济落后地区这些因素可能成为制约其技术创新的关键因素。With the rapid economic growth in China,the problem of the relatively low innovation capacity of core technology becomes gradually apparent. Focusing on technological innovation, this paper constructs an endogenous growth model concerning technological introduction, independent R＆D and innovation performance and theoretically analyses the determinants of innovation performance. Then it makes an empirical study based on the panel data of large and medium-sized industrial firms in China. The results show that the impacts of technological introduction and independent R＆D on technological innovation differ widely and compared to the impact of technological introduction, the one of independent R＆D is greater and more significant. Furthermore,the factors such as technological capacity and human capital have important effects on technological innovation, and they may become the key factors that restrict technological innovation in economically backward areas.

关 键 词：技术引进 自主研发 创新绩效 

分 类 号：F204[经济管理—国民经济]