环境约束下地区工业生产率增长的异质性研究  

Study on the Heterogeneity of China's Regional Industrial Total Factor Productivity Growth under Environmental Regulation

作　　者：贺胜兵[1] 周华蓉[2] 刘友金[1] 

机构地区：[1]湖南科技大学商学院,湖南省战略性新兴产业研究基地 [2]湖南科技大学商学院

出　　处：《南方经济》2011年第11期28-41,共14页South China Journal of Economics

基　　金：国家社科基金重大招标项目(09&ZD041)、国家社科基金青年项目(10CJY035);湖南省社科基金重点项目(2010ZDB19)、湖南省社科基金一般项目(09YBA059);湖南省高校科技创新团队支持计划的资助

摘　　要：采用SML指数法测算1998-2008年全国各地区环境约束下的工业TFP指数,进而采用PSTR模型探索工业TFP变化及地区差异的原因。实证分析表明,TFP增长已成为我国工业增长的重要驱动力,技术进步是工业TFP增长的源泉,相对效率的改善十分微弱,而近年来我国的环保努力和国际金融危机分别对工业TFP增长率形成了正向和反向的冲击。PSTR回归分析显示各地区环境约束下的工业TFP增长具有明确的异质性,多个解释变量对工业TFP增长的影响在模型的高、低体制下具有显著的差异。This paper applies Sequential Malmquist-Luenberger Index to measure China＇ s regional industrial total factor productivity（TFP） growth under environmental regulation from 1998 to 2008, then explores the reasons of TFP growth with the Panel Smooth Transition Regression （PSTR） methods. The major conclusions are as follows： Firstly, the growth of TFP has being a very important driving force of China＇ s industrial growth. Technical progress is the source of TFP growth, and relative efficiency improves weakly. The fluctuation of TFP index shows that China＇ s environmental protection efforts in recent years and international financial crisis impacted industrial TFP growth positively and negatively respectively. Secondly, the result of PSTR model indicates that industrial TFP growth under environmental regulation has significant heterogeneity. The influence of explanatory variables on TFP growth has significant difference in the low or high regime.

关 键 词：环境约束 全要素生产率 异质性 SML指数 PSTR模型 

分 类 号：F205[经济管理—国民经济]