挪用客户保证金行为的法律性质之探析  

作　　者：倪浩嫣[1] 于洋[2] 

机构地区：[1]山东政法学院,山东济南250014 [2]辽宁大学,辽宁沈阳110036

出　　处：《山东青年政治学院学报》2006年第2期122-124,共3页Journal of Shandong Youth University of Political Science

摘　　要：证券公司普遍存在挪用客户保证金的行为,这种行为的危害性十分大。客户保证金与商业银行客户存款不同,不发生使用权的转移,证券公司无权使用该资金。按照《证券法》的规定,挪用客户保证金属于违法行为,构成犯罪应追究刑事责任。但是,我国《刑法》没有规定相应罪名,对这种行为定罪量刑,是为法律之漏洞,需要完善。The action of misappropriating custorners' bail exists commonly,and it has great harmfulness.The difference between bails and savings is to have no transeor of right of use and no right to use the bail for stock company.According to Stock Law,the action of misappropriation is illegal and will bear responsibility for a crime if it constitutes a crime,but Criminal Law doesn't give relevant accusation,and it is legal flaws and should be perfected.

关 键 词：保证金 挪用 行为 性质 

分 类 号：D924.3[政治法律—刑法学] D922.287[政治法律—法学]