关于完善我国证券市场监管体系的思考  

The Thinking of Improving Stock Market Supervising Systems in China

作　　者：韦琴[1] 

机构地区：[1]广东商学院会计学院,广东广州510320

出　　处：《广东农工商职业技术学院学报》2002年第3期5-8,共4页Journal of Guangdong Agriculture Industry Business Polytechnic

摘　　要：目前中国证券市场监管体系存在监管主体职能不强、监管效率低下水平不高、自律 管理有名无实、证券市场监管法律法规不健全及操作性差等问题,亟需借鉴美国等发达证券市场 的经验,从多方面加以完善,如建立多层次的证券监督体系、加强自律管理、健全配套规则和法 制、健全上市公司治理结构、建立完善的信息披露制度等。There exist some problems in stock market supervising systems in China: weak supervising function, low supervising efficiency, void self-disciplined management, unsound law and regulations and difficult to operate. To solve these problems, we should learn from developed countries in managing and supervising stock markets. For example, to establish multi-level supervising systems, to strengthen self-disciplined management, to set up sound legal and regulatory framework, to establish effective company governance and establish a better system of revealing information.

关 键 词：证券市场 监管体系 完善 

分 类 号：F832.5[经济管理—金融学]