证券金融公司存设的法律价值与制度选择  

作　　者：齐萌[1] 

机构地区：[1]上海政法学院国际法商系,上海201701

出　　处：《浙江金融》2011年第12期47-50,共4页Zhejiang Finance

基　　金：2011年度教育部哲学社会科学研究重大攻关项目<国际金融中心法制环境研究>的阶段性研究成果

摘　　要：证券金融公司作为一种新型的、从事转融通交易的企业组织,在我国尚欠缺对其性质、地位及其监管等方面的明确规定。作为融资融券交易中转融通制度的关键主体,证券金融公司有其制度需求与存在的现实意义;通过与其他从事金融业务的商事组织进行比较,可以发现它们之间在制度样态上的差异性,应将证券金融公司界定为一种新型的非银行类金融组织;而完善证券金融公司存设与运行制度的重点在于明确其身份、规范其行为、控制其风险。Securities financial company is a kind of new typed, engaged in refinancing deal enterprise organization, but in our country is still lack of＂ its nature, position and supervision of＂ the specific provision. As the key body of margin purchase interim financing system, securities financial company has its system demand and the existing practical significance; compare with other commercial organizations engaging financial buiness, we can find the different between them, the securities financial company should be defined as a new type of non-bank financial organizations; And the set and operation system of the securities financial company should focus to make clear its identity, standardize the behavior, control the risks.

关 键 词：证券金融公司:法律价值:制度构建 

分 类 号：F830.91[经济管理—金融学]