逆周期监管理论的最新进展与启示  

The Latest Progress and Enlightenment of Counter-cycle Financial Supervision

作　　者：黄溪[1] 周琼[2] 周华[2] 

机构地区：[1]武汉大学社会保障研究中心,湖北武汉430072 [2]中南财经政法大学,湖北武汉430073

出　　处：《证券市场导报》2012年第3期44-48,55,共6页Securities Market Herald

基　　金：国家自然科学基金项目"我国逆周期金融监管机制研究"(项目批准号:71173180);"中央高校基本科研业务费专项资金(WHU201111501020001)"与"武汉大学博士研究生学术新人奖(提名奖)"资助

摘　　要：金融危机再一次凸显完善金融监管的必要性。加强宏观审慎监管,强化逆周期监管措施是后金融危机时期金融监管改革的重点内容。本文通过对逆周期金融监管五个方面最新研究进展的梳理,从监管手段、指标体系、监管工具、衍生品与表外业务、压力测试、综合管理协调机制和国际金融监管合作七个方面探讨了我国如何加强逆周期监管,完善宏观审慎监管架构。The financial crisis highlighted once again the necessary to improve financial supervision. The key points of the post- financial crisis reformation lie in to strengthening macro prudential supervision and improving counter-cycle financial supervision. On the basis of five aspects of the latest research of counter-cyclical financial regulation, this paper illustrates how to strengthen counter-cycle supervision and ameliorate macro-prudential supervision in seven respects： regulatory means, indicators, monitoring tools, derivations and off-balance sheet business, stress test, integrated management coordination mechanism and international cooperation in financial supervision.

关 键 词：金融危机 金融监管 逆周期监管 

分 类 号：F830.9[经济管理—金融学]