中国制造业最优环境规制强度的选择——基于绿色全要素生产率的视角  

Selection of Optimal Environmental Regulation Intensity for Chinese Manufacturing Industry——Based on the Green TFP Perspective

作　　者：李玲[1] 陶锋[1] 

机构地区：[1]暨南大学产业经济研究院,广东广州510632

出　　处：《中国工业经济》2012年第5期70-82,共13页China Industrial Economics

基　　金：国家自然科学基金青年项目"基于知识溢出和吸收能力的代工制造业技术创新研究"(批准号71002086);广东省哲学社会科学规划项目"知识溢出对代工制造业技术创新的影响研究"(批准号09E-19)

摘　　要：按照污染排放强度,本文将中国28个制造业部门分为重度污染产业、中度污染产业和轻度污染产业三大类,在测算1999—2009年三大产业部门环境规制强度和绿色全要素生产率的基础上,利用面板数据模型对环境规制与绿色全要素生产率的关系进行检验,力图从促进生产率的角度找出不同产业最优环境规制强度的拐点。研究结果表明:重度污染产业当前环境规制强度相对合理,能够促进产业绿色全要素生产率提高、技术创新和效率改进;中度污染产业环境规制强度较弱,环境规制与绿色全要素生产率、技术创新和技术效率的关系呈"U"型,相对于生产率和技术创新而言技术效率可以更早地突破"U"型拐点;轻度污染产业环境规制强度与三者的关系也呈"U"型,相对于生产率和技术效率而言,技术创新能够更早突破"U"型拐点。在制定适当的环境规制强度同时,政府应推进环境规制政策从控制型向激励型转变,诱导企业进行技术创新,实现环境和经济发展的双赢。The paper divided 28 Chinese manufacture sectors into heavy pollution industry,moderate pollution industry and light pollution industry according to the intensity of pollution emission.Based on the calculation of environmental regulation intensity and green total factor productivity for manufacture sector between 1999—2009,we test the relationship between environmental regulation and green TFP using the panel data model,and want to find inflection point of optimal environmental regulation degree from the angle of promoting productivity.The results show that： the current environmental regulation intensity of heavy pollution industry industry is more reasonable,which can promote the industrial green total factor productivity,technological innovation and efficiency improvement;The environmental regulation intensity of the moderate pollution industry is weak.The relationship between environmental regulation and green TFP,technological innovation and efficiency improvement showed ＂U＂ type.Technical efficiency can be early breakthrough ＂U＂ inflection point relative to the productivity and technological progress.The relationship between environmental regulation and three party of light pollution industry also showed＂U＂ type.Technology innovation can early breakthrough ＂U＂ inflection point relative to the productivity and technical efficiency.The government should promote environmental regulation policy change from control to incentive,and induce the enterprise to do technology innovation when formulate appropriate environmental regulation intensity to realize environment and economy win-win.

关 键 词：环境规制强度 绿色全要素生产率 “U”型拐点 

分 类 号：F124.5[经济管理—世界经济]