后危机时代信用评级机构利益冲突法律规制研究  

Study on the Legal Regulations for Credit Rating Agencies' Conflicts of Interests in the Post-crisis Era

作　　者：张学安[1] 金文杰[1] 

机构地区：[1]西北政法大学国际法学院,陕西西安710063

出　　处：《征信》2012年第4期42-47,共6页Credit Reference

基　　金：教育部哲学社会科学研究重大课题攻关项目(09JZD0021)

摘　　要：利益冲突被认为是造成信用评级机构功能异化的重要原因之一。国际金融危机爆发后,各国政府纷纷制定或完善监管立法,加强对利益冲突的规制。我国信用评级机构也存在利益冲突问题,因此应通过改革收费机制、强化治理结构和内部控制、重构评级机构信息披露制度、完善评级机构法律责任制度,加强对我国信用评级机构利益冲突的法律规制,实现信用评级市场的健康发展。The conflict of interests is considered to be one of the important causes for the function alienation of credit rating agencies. After the international financial crisis, various governments have to develop or improve the regulatory legislation to strengthen the control and regulation over conflicts of interests. There are also conflicts of interests in China＇s credit rating agencies. Therefore, it＇ s necessary to take such measures to strengthen the legal regulation of Chinag credit rating agencies in terms of conflicts of interests so as to achieve a healthy development of the credit rating market in China, as reforming the charging mechanism, strengthening the governance structure and internal control, rebuilding the information disclosure system and improving the legal liability system for the rating agencies.

关 键 词：评级机构 利益冲突 内部制衡机制 外部监管规制 

分 类 号：DF438[政治法律—经济法学]