金融全球化视野下的统一监管模式检讨  

A Review of Consolidated Supervisory Mode under Financial Globalization

作　　者：于永宁[1] 

机构地区：[1]山东大学应用经济学博士后流动站,山东济南250100

出　　处：《行政与法》2012年第7期38-41,共4页Administration and Law

基　　金：山东省软科学项目"山东省省级创业投资引导基金的规范运作与监督管理"的阶段性成果;项目编号:2011RKGA5009;山东省博士后创新项目"山东省区域性多层次资本市场的建立与法制环境研究"的阶段性成果;项目编号:201103057;山东大学自主创新基金"金融监管法律体系的改革与重塑"的阶段性成果;项目编号:2010GN023

摘　　要：为了提高金融监管的有效性,越来越多的国家开始采用统一监管的模式,或者通过建立职责覆盖全部金融领域的统一监管机构,或者将两个主要的监管机构合并。统一监管模式在提高监管有效性、对金融集团实施监管、降低监管成本方面具有制度优势,但在监管权力和机构整合问题上存在困难,这需要结合一国的实际情况制定监管改革方案。In order to improve the effectiveness of supervision,more and more countries began to adopt consolidated supervisory mode,or through the establishment of responsibilities cover all areas of unified financial regulatory agencies,or merger of the two major regulatory bodies.There are some institutional strengths of consolidated supervisory mode,such as improving regulatory effectiveness,the supervision of the financial group,reducing regulatory costs.However there are some problems in regulatory authorities＇ power and integration,this requires a combination of the actual situation of a country＇s regulatory reform program.

关 键 词：金融全球化 金融监管 统一监管模式 

分 类 号：F830[经济管理—金融学]