产业环境、自主创新与中小企业成长的政策工具  

Industrial Environment,Self-innovation and Policy Tool Choice of SMEs' Development

作　　者：林洲钰[1] 林汉川[1] 

机构地区：[1]对外经济贸易大学中小企业研究中心,北京100029

出　　处：《改革》2012年第9期43-52,共10页Reform

基　　金：国家社会科学基金重大项目"全球金融危机下我国先进制造业发展战略研究"(批准号:08&ZD039);对外经济贸易大学优秀博士学位论文培育基金项目(批准号:73600016)

摘　　要：利用我国制造业中小企业专利数据,研究我国制造业中小企业创新特征与决定机制。研究发现,发明专利比例持续上升成为近10年我国中小企业专利活动最显著的特征。专利产出与研发投资呈现出倒U型关系。人力资本成为发明、新型和外观专利的共同推动因素。适度的产业集中程度和外商投资营造了有利于中小企业创新的产业环境。政府的生产性补贴的政策工具对我国中小企业自主创新具有积极效果,而要素市场和法律保护环境的改善营造了有利于中小企业创新的区域环境。Based on the patent data of manufacturing SMEs, the authors analyze innovative characteristics and mechanism of enterprises in manufacturing industry. They find that invention patent ratio continues to rise which is the most significant feature during the past ten years. The patent output and R＆D investment displays inverted U- shape relation. Human capital is a common driving factor for the invention patent, novel patent and appearance patent. The policy tools of government subsidies and reduction of burden plays a positive role for the innovation of Chinese SMEs. Moderate degree of industrial concentration and foreign investment create conducive industry environment for innovation activities of Chinese enterprises. Legal protection and factor market development create conducive regional environment for innovation activities of Chinese SMEs.

关 键 词：中小企业 企业专利 企业创新 

分 类 号：F426.63[经济管理—产业经济]