垃圾焚烧发电BOT项目的关键风险:多案例研究  

Key Risks in BOT Projects of Waste Incineration for Power Generation: A Multiple Case Study

作　　者：宋金波[1] 宋丹荣[1] 孙岩[2] 

机构地区：[1]大连理工大学工商管理学院,大连116024 [2]大连理工大学公共管理与法学学院,大连116024

出　　处：《管理评论》2012年第9期40-48,共9页Management Review

基　　金：国家自然科学基金项目(70702033;71072107;71103025);住房和城乡建设部软科学研究项目(2011-R1-11);辽宁省社会科学规划基金(L09DJY096;L10DGL018);中央高校基本科研业务费专项资金项目(DUT11RW307)

摘　　要：随着BOT模式在各地垃圾焚烧发电项目中的广泛应用,此类项目建设和运营中存在的许多风险逐渐凸显,并迅速成为社会公众关注的热点。本文选取了我国东、中、西部15座城市具有代表性的垃圾焚烧发电BOT项目展开研究,采用多案例研究的方法识别、归纳出我国垃圾焚烧发电BOT项目的 8项关键风险,进一步从关键风险的关联性、我国生活垃圾的复杂特性、专业技术与管理人才匮乏三个方面分析了关键风险的内在规律和产生原因,并提出风险应对策略。With BOT mode widely adopted in waste incineration for power generation projects all over the country, many risks in both construction and operation period emerge and rapidly become hot topics of the public. This paper selects representative cases of waste incineration for power generation BOT projects in fifteen cities of the east, middle and west of China to carry out a research. Multiple case studies are adopted, and a total of eight key risks are identified for the projects. Then the inherent laws and the sources of key risks are further analyzed from such three aspects as the relevance of key risks, complex characteristic of the waste in China, and lack of technical and management expertise. At last, risk response strategies are proposed.

关 键 词：BOT 垃圾焚烧发电 关键风险 风险应对策略 

分 类 号：X705[环境科学与工程—环境工程]