“高风险金融交易”法律行为的理论解说——以多学科为视角的概念创新研究  

Theoretical Explanation of Legal Behavior concerning High-risk Financial Transactions:A Study on the Conceptual Innovation from the Multi-disciplinary Perspective

作　　者：徐冬根[1] 

机构地区：[1]上海交通大学凯原法学院,上海200240

出　　处：《上海财经大学学报（哲学社会科学版）》2012年第5期47-53,共7页Journal of Shanghai University of Finance and Economics

基　　金：作者主持的教育部人文社会科学研究一般项目(10YJA820115);上海市哲学社会科学规划项目(2010BFX004);上海交通大学文科创新基金项目(09TS10)的阶段性研究成果

摘　　要："高风险金融交易"作为一类特殊的法律行为,是国际金融法的规制对象。"高风险金融交易"法律行为是在学术研究过程中提出的一个创新概念,是对那些具有为追求高额利润回报而自愿冒高风险的共同性特征的风险投资、远期、期货、期权、互换、对冲基金等在逻辑上可以被归纳为同一类从事金融投资与交易的法律行为的概括和提炼,它在逻辑上属于类型概念,具有开放性,其外延将随着新的从事同类金融交易的法律行为的不断产生而延伸。提出"高风险金融交易"法律行为概念,不但是为了适应法律规制的需要,同时也有助于提升国际金融法学的研究水平。As a type of special legal behavior, high-risk financial transactions are regula- tion subjects in international financial law. The legal behavior concerning high-risk financial transactions, an innovative concept proposed in academic researches, is used to describe logi- cally the same kind of legal behavior concerning financial investment and transactions which is voluntarily put at high risk in order to obtain high returns, including but not limited to venture capital, forward transactions, futures, options, swap and hedge funds. It is classi- fied logically as type concept~ it has the feature of openness and its extension may be extend- ed along with the constant occurrence of new legal behavior concerning similar financial transactions abovementioned. The creation of the concept of legal behavior concerning high- risk financial transactions not only meets the requirements of legal regulation, but also helps promote the research level of international financial law.

关 键 词：高风险金融交易 法律规制 概念创新 类型概念 

分 类 号：DF962[政治法律—国际法学]