环境效应、技术进步与中国制造业发展:基于环境全要素生产率变化模式的解释  

Environmental Effects,Technological Progress and the Development of China's Manufacturing Industry

作　　者：袁天天[1] 孔群喜[1] 李丽菲[2] 

机构地区：[1]南京财经大学江苏产业发展研究院,中国南京210003 [2]南京财经大学国际经贸学院,中国南京210046

出　　处：《上海商学院学报》2012年第4期77-84,共8页Business Economic Review

基　　金：国家社会科学基金项目<产业优势响应产业政策的机理研究>(11BJY076);教育部人文社会科学重点研究基地重大项目<长三角地区外资代工模式下本土企业升级问题研究>(08JJD790139);江苏高校哲学社会科学重点研究基地重大项目<面向产业优势的公共品供给:基于贸易政策与产业政策相互协调的研究>(2010JDXM007)支持

摘　　要：本文基于方向性距离函数,运用Malmquist-Luenberger指数方法对"十五"以来中国制造业全要素生产率进行估算,发现在正确考虑环境管制后,中国制造业行业的全要素生产率增长水平得到提高,技术进步是其增长的源泉。本文还发现,"十五"以来中国实行的一系列节能减排政策有效地推动了制造业绿色生产率的持续改善,特别是在"十一五"开局之年,中国制造业绿色全要素生产率增长最快且达到顶峰,在考察期内,我们发现重工业生产率、生产效率和技术进步增长相对于轻工业而言提高更快,初步彰显出环境政策对于制造业转型升级、实现可持续发展的可行有效。This paper employs directional distance function and Malmquist-Luenberger productivity index to measure TFP over the period 2001 to 2009 in 31 manufacture industries of China. The results indicate that the TFP of China＇s manufacturing industry under environmental restrictions is in a steady growth trend while technology advancement is the primary cause of gains in manufacturing industry TFP. The most important finding is that the environmental regulations implemented in China since 2001 substantially improved the real industrial productivity, especially between 2001 and 21）02. During the inspection period, we find that the TFP, production efficiency and technological progress of heavy industrial productivity improve faster than the terms of the light industry, showing that environmental policy is feasible and effective for model-transfer upgrading and sustainable development in China.

关 键 词：环境管制 全要素生产率 方向性距离函数 Malmquist-Luenberger指数 

分 类 号：F224[经济管理—国民经济] F424F205