一种专利组合价值评估模型的设计  

The Design of A Patent Portfolio Pricing Model

作　　者：靳晓东[1,2] 谭运嘉[1] 

机构地区：[1]中国社会科学院工业经济研究所 [2]北京工业大学知识产权研究中心

出　　处：《数量经济技术经济研究》2013年第4期99-110,137,共13页Journal of Quantitative & Technological Economics

基　　金：教育部人文社科项目"后金融危机时代中国制造业产业升级的知识产权战略研究"(3A014104201202);国家知识产权局项目"专利饱和度研究"(Q5014104201201);国家知识产权局项目"金融业知识产权战略研究"(Q5014104201101)的研究成果

摘　　要：专利资产证券化是推动企业专利资产与金融资本有效融合、促进自主创新中资金需求与供给良性循环的一种新兴融资方式。在专利资产证券化的过程中,被证券化专利资产池一般由两个或者两个以上的专利组合所构成,对该类专利组合价值的评估是专利资产证券化的核心步骤。本文针对被证券化专利组合的特点,构建模式转换算法下的三叉树评估模型并给出求解方法。经过算例分析,该模型的运用能够实现对该类专利组合价值的准确评估。The patent-backed securitization is a merging financing method which can promote the effective fusion of enterprises＇ patent assets and financial capital, and facilitate the benign circle of fund supply-and-demand in independent innovations. In patent-backed securitizations, the asset pools are mostly construc- ted by patent portfolios consist of two or more patents. The assessment of patent portfolios＇ value is the core process in the patent-backed securitization. In this pa- per, a trinomial tree pricing model with mode conversion algorithm is explored and the relative algorithm program is provided according to the characteristics of this type of patent portfolios. Example analysis shows that this model is capable of an accurate assessment of patent portfolios in patent-backed securitizations.

关 键 词：专利组合 价值评估 模式转换 三叉树模型 

分 类 号：F224.0[经济管理—国民经济]