公司法股权转让与股东资格取得关系探讨——以(2009)皖民二终字第0011号判决为素材  

On the Relation between Transfer of Shares and Obtaining Shareholder Status in Company Law——Review on Judgment No.0011 Civil Final Decision of2009 in Anhui Province

作　　者：徐浩[1] 

机构地区：[1]浙江大学光华法学院

出　　处：《北方法学》2013年第2期54-61,共8页Northern Legal Science

基　　金：2011年度教育部人文社科研究规划基金项目"后金融危机时代公司治理机制创新研究"(项目编号11YJA820083)的阶段性成果之一

摘　　要：股权受让人在股权转让后是否直接取得股东资格而成为股东,现行法律规定并不明确。发生股权转让后公司尽管有义务变更股东名册和工商登记,但只在股权受让人将股权转让的事实通知公司后,才产生公司的变更义务。通知公司后即产生变更义务。在公司实务中,股权出让人在出让股权前向其他股东发出的通知有时可以认定为通知公司,应该结合具体案情综合判断。股东名册法理上的对抗效力与明文规定的工商登记的对抗效力相互矛盾,而且只有公司才能申请变更登记,这会影响股权受让人股东资格的取得,损害股权转让双方及其债权人的利益。The current law has not specifically regulated whether the transferee can obtain the shareholder status directly upon transfer of shares.The company is obliged to change shareholders＇name list and to register with the industrial and commercial department after the shares are transferred,however,such obligation will not arise unless the company is notified the fact of share transfer by the transferee.In practice,the notification issued by the transferor to other shareholders before share transfer can sometimes be deemed as notifying the company,but it should be determined based on a case-by-case analysis.In jurisprudence of corporate law,shareholders＇name list has a defense effect which is contrast with the defense effect of registration with the industrial and commercial department subject to specific regulation.Besides,only the company is eligible to apply for registration of change,which results in disadvantageous consequence for the transferee to obtain the shareholder status and infringes the interests of both parties of share transfer and their respective creditors.

关 键 词：股权转让 股东名册 工商登记 股东资格 

分 类 号：D92[政治法律—法学]