基于91所重点高校学术研究与应用研究关系的实证分析  

Empirical Analysis on the Relationship Between Universities' Academic Research and Applied Research Based on 91 Key Universities in China

作　　者：许春[1] 

机构地区：[1]南京航空航天大学经济与管理学院,南京211100

出　　处：《研究与发展管理》2013年第3期106-116,共11页R&D Management

基　　金：南航基本科研专项项目"企业技术合作契约关系型治理研究"(NR2011010);江苏省教育厅高校哲社基金项目"企业技术合作外部治理机制理论和实证研究"(2011SJD630013)

摘　　要：大学的应用技术研究是否会危及传统的大学学术研究功能的发挥并减少大学技术的社会溢出?本文提出大学的专利技术研究和学术研究之间存在"竞争关系"和"互补关系"两种对立的假设,并利用91所"211"大学以及省部共建大学2007—2009年数据实证检验发现:大学学术研究和商业技术研究之间存在正的外部性即"互补关系";大学的商业专利技术研究促进了大学学术研究并增加了大学技术的外溢.本研究总体上支持大学技术产业化的科技政策,高校技术产业化增加了学术研究产出,应用商业技术研究促进了大学知识向社会的溢出.研究还发现政府支持主要用于学术研究的研发活动相比企事业单位委托的主要用于商业技术开发的研发活动,无论是对高校的学术研究还是专利技术研究,其产出弹性更大.Does universities＇ applied technology research negatively affect the academic research and reduce the tech- nology spillover to the outside firms？ Here it puts forward two opposite hypotheses： one is that there exists complemen- tary effects between academic research and applied technology research, the other is that there exists competing effects between them in universities. It finds out that the complementary effect or positive spillover effect exists between universities＇ academic research and applied research based on the empirical analysis by using the data from 91 ＂211- project＂ universities and universities co-built by province and ministry in China from 2007 to 2009. The result supports the government＇s policy on universities＇ technology industrialization because the applied technology research can increase the university＇s academic output as well as the technology spillover from university to society. Compared with the R＆D funds from the firms to conduct applied research, the government funds on R＆D that mainly support the universities＇ academic research can better encourage the universities to conduct both the academic research and the applied research.

关 键 词：学术研究 应用研究 大学专利 互补效应 竞争效应 

分 类 号：G644[文化科学—高等教育学]