中国城市商业银行的股权结构与政府控制  

The Ownership Structure and Government Control of Chinese City Commercial Banks

作　　者：郑荣年[1] 

机构地区：[1]广东金融学院中国金融转型与发展研究中心,广东广州510521

出　　处：《金融经济学研究》2013年第3期119-128,共10页Financial Economics Research

基　　金：2011年中央财政专项资金<金融学省级重点学科建设项目>

摘　　要：应用追溯控制链鉴别终极控股股东的研究范式对中国城市商业银行的股权结构和政府控制进行研究,结果显示:中国城市商业银行具有集中的股权结构,终极控股股东处于相对控股地位,所有权和控制权基本不分离,股权结构有一定的稳定性;政府是最普遍的控股股东,且存在四种主要控制模式,地方政府多通过财政和资产管理公司实行间接控制,普遍存在多控制链。We analyze the ownership structure and government control of Chinese city commercial bank by applying tracing controlling link to distinguish the ultimate controlling shareholders. The research results display as follows：Chinese city commercial banks have concentrated ownership structure;the controlling shareholder exerts relative holdings station; their ownership and control power are basically inseparable, and ownership structure is sta- ble. Government is the main controlling shareholder. There are four control models. Local government controls the bank mainly by means of fiscal bureau, and assets management company, and multiple control chain has been a mainstream.

关 键 词：股权结构 终极控股股东 控制链 政府控制 

分 类 号：F832.3[经济管理—金融学]