论诱空虚假陈述的民事责任制度及其法律成文化  

The Discussion on the Civil Liability System of Misrepresentation for Inducing Securities Selling and Its Written Form

作　　者：蔡远涛[1] 王盟 

机构地区：[1]福州大学法学院,福建福州350108 [2]宁德市中级人民法院,福建宁德352100

出　　处：《西部金融》2013年第6期35-37,74,共4页West China Finance

摘　　要：证券市场上的虚假陈述可分为诱多虚假陈述和诱空虚假陈述。目前我国证券市场上存在的虚假陈述几乎都是诱多虚假陈述,而诱空虚假陈述通常发生在上市公司兼并收购过程中。2003年1月最高人民法院颁布的《关于审理证券市场因虚假陈述引发的民事赔偿案件的若干规定》,没有对诱空虚假陈述的民事责任进行规定,引发学术界争议。本文对此进行分析并提出相关建议。Misrepresentation of securities market can be classified into false statements for inducing securities buying and selling.At present,what exists most in China＇s securities market is misrepresentation for inducing securities buying,while misrepresentation for inducing securities selling often takes place in the process of mergers and acquisitions by listed companies.In January 2013,the Supreme People＇s Court issued a judicial interpretation,that is,Several Provisions on Hearing Civil Compensation Cases Caused by Misrepresentation about Securities Market,which didn＇t provide the civil liabilities of misrepresentation for inducing securities selling,and results in controversies in academic sphere.The paper analyzes the situation and puts forward relevant suggestions.

关 键 词：证券市场 虚假陈述 民事责任 

分 类 号：F830.5[经济管理—金融学]