电子商务环境下的权利证券化——以电子提单为视角  

Securitization of Rights in Electronic Commerce Environment: From Perspective of Electronic Bill of Lading

作　　者：郭鹏[1] 

机构地区：[1]华南师范大学知识产权研究发展中心

出　　处：《武汉大学学报（哲学社会科学版）》2013年第4期66-70,共5页Wuhan University Journal：Philosophy & Social Science

基　　金：中央高校基本科研业务费专项资金资助项目(11JYB3003)

摘　　要：传统的有价证券是将权利与具有唯一性的纸质证券相结合,以实物证券的流通表征权利的流通,实现权利的证券化。我国应修改《电子签名法》,借鉴美国立法中的可转让电子记录概念及规则,肯定电子证券的相同法律效力,以传统的证券、票据等法律制度适用其流转交易。The traditional securities is a piece of unique paper combining with right,the circulation of paper securities means the circulation of right,then the securitization of rights can be realized.However,in the electronic commerce environment,electronic securities turns into an electronic transferable record,the transfer of electronic securities is the transfer of control to the electronic record,that means the assignment of contract rights,instead of the traditional comprehension about the circulation of the securities（negotiability）.But the transfer of control of electronic securities is equivalent to the endorsement and delivery of paper securities,so electronic securities can also achieve the fundamental purpose of paper securities that circulate the rights efficiently.Therefore,on the basis of the functional equivalent principle,the electronic securities are equivalent to negotiable securities.China＇s Electronic Signature Law should be modified and refer to the concepts and rules of electronic transferable record of United States＇ legislation,confirming the same legal effect of electronic securities and apply the traditional securities legal system to it.

关 键 词：电子提单 证券流通 电子记录 合同转让 功能等同 

分 类 号：F740.44[经济管理—国际贸易]