中国对外直接投资与技术创新研究  

Chinese OFDI and Technology Innovation

作　　者：陈菲琼[1] 钟芳芳[1] 陈珧[1] 

机构地区：[1]浙江大学经济学院,浙江杭州310027

出　　处：《浙江大学学报（人文社会科学版）》2013年第4期170-181,共12页Journal of Zhejiang University:Humanities and Social Sciences

基　　金：教育部哲学社会科学研究重大课题攻关项目(09JZD0017);浙江省哲学社会科学规划课题(12YD47YB);中央高校基本科研业务费项目;浙江大学金融研究院研究计划资助项目

摘　　要：提升我国的技术创新能力主要通过两种途径:一是基于本地的研发投入所形成的自主创新;二是基于对国外技术的引进、吸收及消化所引发的二次创新。在明确对外直接投资促进我国技术创新的机理,并分析在对外直接投资提升我国技术创新能力过程中吸收能力的影响基础上,选取2003-2010年我国省际面板数据,在L-P模型中加入技术吸收能力与对外直接投资获取的国外研发资本存量溢出的交叉项,通过实证检验对外直接投资对我国技术创新能力的提升作用,结果显示:对外直接投资促进了我国的技术创新;我国东部的对外直接投资获得了积极的逆向技术溢出,中部地区的对外直接投资对技术创新能力提升的影响并不显著,而西部地区对外直接投资对其技术创新能力则具有阻碍作用。There are two ways to improve a country＇s technological innovation capability：one is the independent innovation based on local RD investment,and the other is the secondary innovation through the introduction,absorption and digestion of foreign technology.Many empirical studies have proved that outward foreign direct investment can promote home country＇s technological innovation capability.The related research has just emerged in China and there are a few of issues which require further exploration：first,some literatures took technological innovation capability as dependent variable of regression model and the foreign direct investments directly as explanatory variables which ignored that the foreign RD capital stock is the key factor for technology spillover effect of outward foreign direct investment.Second,theoretical research has pointed out that the absorptive capacity of the home country is the important factor for technology spillover effect of outward foreign direct investment,while most of empirical research didn＇t consider the role of technology absorption capacity.Third,a lot of researches in China devoted to the location choice of outward foreign direct investment,but few paid attention to the different effects of improving the technology innovation ability in different regions in China.Therefore,this paper attempts to extend the existing study in the above three aspects.Based on the critical review of the relevant theoretical researches on technology spillover effect of outward foreign direct investment,this paper discusses how the outward foreign direct investment affects Chinese technological innovation capability,and presents a promotion mechanism of technological innovation capability through outward foreign direct investment.Multi-National Corporations mainly promote technological innovation ability of the home company by RD elements absorption,RD findings transfer and RD personnel training.And we also analyze the impact of absorbing ability on the improvement of innovation capability t

关 键 词：对外直接投资(OFDI) 技术创新能力 技术吸收能力 区域差异 

分 类 号：F125[经济管理—世界经济] F273.1