我国金融控股公司的立法问题研究——台湾地区《金融控股公司法》的立法启示  

Studies of the Legislation of Financial Holding Companies in China: Taiwan's Financial Holding Company Law Revelation to China

作　　者：田静婷[1] 仇萌[2] 

机构地区：[1]西北政法大学经济法学院,陕西西安710063 [2]西北大学经济管理学院,陕西西安710127

出　　处：《西北大学学报（哲学社会科学版）》2013年第4期113-117,共5页Journal of Northwest University：Philosophy and Social Sciences Edition

基　　金：国家社科基金项目(07XFX015);陕西省教育厅人文社科项目(12JK0002)

摘　　要：结合台湾地区《金融控股公司法》的实践经验,深入剖析我国金融控股公司的发展现状和立法困境,认为我国金融控股公司的法律地位不明确,经营风险较大,监管主体缺位。因此,在立法上,应制定专项的金融控股公司法律规范,明确其法律地位;在风险管理机制上,建立完善的内部控制体系;在监管模式上,设置具有权威性的主要监管机构。Combining with the practical experience of the financial holding company law in Taiwan, this paper makes an analysis of Chinag financial holding company development present situation and the legislative difficulties deeply. At present the legal status of financial holding companies in China is not clear. The management risk get ic, lish and the supervision subject is vacant. So on legislation, financial holding company law should formulate clear the legal status; On the risk management mechanism, a sound internal control system should be ed; On the regulatory mode, the authoritative main regulators should also be set up. is big- specif- established; On the regulatory mode, the authoritative main regulators should also be set up.

关 键 词：金融控股公司 风险防范 金融监管 

分 类 号：D922.28[政治法律—经济法学]