FDI来源及方式对我国企业技术效率优化影响研究  

The Research on the Impact of FDI Source and Utilization Mode to the Enterprise Technical Efficiency Optimization in China

作　　者：何枫[1] 祝丽云[1,2] 徐晓宁[1] 孙丽雅[1] 

机构地区：[1]北京科技大学东凌经济管理学院,北京100083 [2]河北农业大学海洋学院,河北秦皇岛066003

出　　处：《华东经济管理》2013年第9期44-48,共5页East China Economic Management

基　　金：国家自然科学基金项目(71272160);中央高校基本科研业务费专项资金资助项目(FRF-TP-09-022A);教育部新世纪优秀人才支持计划(NCET-12-0772)

摘　　要：文章从技术溢出效应角度探讨了不同的FDI来源及其利用方式影响工业企业技术效率的作用机理。利用2008年我国的经济普查数据,应用随机前沿分析方法,在引入企业年龄、代理成本与财务杠杆等控制变量的前提下,较系统地实证分析了外商直接投资来源地结构及其利用形式对我国工业企业技术效率的影响。研究结果表明:第一,相对而言,来源于港澳台的外资较来源于非港澳台的外资更能够促进我国工业企业技术效率提升;第二,在利用外资的形式方面,外资控股但非独资这种形式最有利于企业技术效率提升。这与FDI来源及其利用方式不同,对内资企业带来技术溢出效应不同的机理相吻合。This paper discusses the impact mechanism of FDI source and utilization mode to the industry enterprise technical efficiency from the perspective of the technology spillover effects. Based on the economic census data in 2008,the authors use the method of SFA to analyze empirically the impact of FDI source and utilization mode to the industrial enterprises’ technical efficiency in Chinese manufacturing with controlling the factors such as enterprises’ age, agent cost and financial leverage , and so on. Our empirical results show that：Firstly, compared with the FDI from other regions, the FDI from Chinese Hongkong, Macao and Taiwan will be relatively helpful to promote technical efficiency of industrial enterprises. Secondly, as for the organizational forms of FDI,the non-wholly owned foreign holding companies can relatively promote significantly the enterprises’ technical efficiency. It is coincided with the mechanism that the different FDI source and utilization mode has different technology spillover effect on domestic enterprises.

关 键 词：FDI 投资来源 技术效率 

分 类 号：F124.3[经济管理—世界经济]